Whether your accounts are at a clearing firm, held direct or at a third-party asset manager, we want to help get all your accounts transitioned and paying your compensation as quickly as possible. Enter the Operations Master, Kristin Hill. Once the accounts begin showing up at Securities America, some will need clean up of missing forms and signatures. Kristin is 100% fluent in all systems and paperwork necessary to make it happen. Kristin and her staff will also train you and you staff on Securities America systems and processes, shortening the learning curve for everyone in your office.
Kristin Hill is a Partner, Registered Principal and Compliance Manager at Professional Investors Network, LLC. In ths role she is responsible for ensuring the prompt and accurate processing of business and reviewing these transactions to ensure the highest ethical standards. Additionally, Kristin performs the bulk of blocking and tackling with the operations and compliance staff at Securities America. Kristin holds the FINRA sponsored Series 7, 24 and NASAA Series 66 licenses and is a graduate of Central Connecticut University.
She resides with her family in Rocky Hill, CT.