Andrea is the champ when it comes to getting your practice queued up for transition. Your customer data (keeping in mind Privacy Act issues) is loaded into Docupace, a third-party vendor that gets your data onto the paperwork needed to transfer your accounts to LPL Financial. Once the data has been scrubbed for accuracy by you and your staff, it's a breeze to generate all the paperwork needed, or even better, have all your accounts queued up in DocuSign. Today, we're able to email the bulk of documents for client signature, much like closing on a mortgage. Andrea has completed Docupace and DocuSign transitions for all our advisors and is an expert with these systems.
Andrea M. Pease is a partner in Professional Investors Network, LLC. In this role she is responsible for ensuring the highest ethical standards and compliance with all SEC, FINRA, State and Insurance regulations within our Supervisory Office. She has assisted more than 140 offices successfully through the affiliation and transition process. Equally important is her focus in developing new relationships with potential affiliates and candidly assisting those offices in determining the feasibility of transition to our producer group. In addition, she is a Partner and Wealth Advisor for our sister company, ProEast Asset Management, LLC, where she manages a team of highly qualified professionals in their fields to assist high net worth families to help preserve their wealth in multiple ways, restore their most precious commodity (their time), and do so with complete privacy and discretion.
Andrea graduated from the University of South Carolina with a Bachelor of Science in Economics in 2001. She has successfully completed the FINRA sponsored Series 7, 24, 53, and NASAA Series 63 and 66 examinations, as well as, Massachusetts State Life & Health Insurance examinations.
Andrea and her family reside in Ludlow, MA.