Partner & Compliance Manager
Whether your accounts are at a clearing firm, held direct or at a third-party asset manager, we want to help get all your accounts transitioned and paying your compensation as quickly as possible. Enter the Operations Master, Kristin Hill. Once the accounts begin showing up at LPL Financial, some will need to clean up of missing forms and signatures. Kristin is 100% fluent in all systems and paperwork necessary to make it happen. Kristin and her staff will also train you and you staff on LPL Fiancial systems and processes, shortening the learning curve for everyone in your office.
Kristin Hill is a Partner, Registered Principal and Compliance Manager at Professional Investors Network, LLC. In ths role she is responsible for ensuring the prompt and accurate processing of business and reviewing these transactions to ensure the highest ethical standards. Additionally, Kristin performs the bulk of blocking and tackling with the operations and compliance staff at LPL Financial. Kristin holds the FINRA sponsored Series 7, 24 and NASAA Series 66 licenses and is a graduate of Central Connecticut University.
She resides with her family in Rocky Hill, CT.